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ACFE CFE-Law Exam Syllabus Topics:
| Section | Objectives |
|---|---|
| III. Criminal Procedure | - Exclusionary rule - Warrant requirements - Miranda rights - Arrest procedures - Search and seizure laws |
| I. Law and the Fraud Examiner | - Rights of investigators and defendants - Overview of the legal system and fraud investigation - Legal requirements for evidence collection |
| II. Criminal Law | - Classification of crimes (felonies, misdemeanors) - Parties to criminal actions - Elements of criminal offenses - Criminal intent and Mens rea |
| IV. Rules of Evidence | - Types of evidence (direct, circumstantial, documentary) - Relevance and materiality - Privilege and confidentiality - Expert witness testimony - Hearsay rules and exceptions |
| V. White-Collar Crime Offenses | - Tax fraud - Embezzlement statutes - Money laundering - Securities fraud - Mail fraud and wire fraud - Bankruptcy fraud |
| VI. Testifying as an Expert Witness | - Direct examination procedures - Cross-examination strategies - Qualifications and credentials - Report writing for legal proceedings |
ACFE Certified Fraud Examiner Sample Questions:
Question 1
Which of the following is a legal element that must be shown to prove a claim for commercial bribery?
A. The principal suffered damages as a result of the bribe
B. The defendant failed to exercise due care.
C. The defendant gave or received a thing of value.
D. The defendant acted negligently.
Question 2
Cindi, a U.S. resident, is conducting an advance-fee fraud scheme. As part of the scheme, Cindi uses the U.S.
mail system to send advertisements to potential victims in China. If the U.S. government prosecutes Cindi, which of the following would most likely be the basis for the charges?
A. Interstate fraud
B. Mail fraud
C. Communications fraud
D. Wire fraud
Question 3
Which of the following statements about the different types of alternative dispute resolutions is CORRECT?
A. In an arbitration proceeding that is nonbinding, issues are final and cannot later be determined by a court in a trial.
B. In a mediation session, the mediator decides the outcome of a case by deciding who should win the dispute.
C. In an arbitration proceeding, the arbitrator tries to help the parties reach a settlement.
D. In a mediation session, the mediator tries to help the parties reach a settlement.
Question 4
Calvin, an attorney, sends a letter that is protected by a legal professional privilege to Katrina, one of his clients. Upon receiving the letter, Katrina emails it to her coworker who has no need to know the information contained in the letter. Which of the following statements is MOST ACCURATE?
A. The privilege was not waived because the legal professional privilege cannot be waived by transmitting protected information to a third party.
B. The privilege was not waived by Katrina because the legal professional privilege belongs to the attorney, not the client.
C. The privilege might have been waived because Katrina transmitted the protected information to a third party who has no need to know the information.
D. The privilege might have been waived because Katrina used email to transmit the protected information.
Question 5
Which of the following is TRUE in regard to authenticating evidence in most common law systems?
A. The purpose of authentication is to ensure that hearsay is not admitted into evidence
B. For evidence to be authenticated it must be reviewed and voted on by a jury
C. Exhibits that cannot be authenticated will not be admitted regardless of relevance
D. Digital records cannot be authenticated by testimony from a witness with personal knowledge
Solutions:
| Question 1 Answer: C | Question 2 Answer: B | Question 3 Answer: D | Question 4 Answer: C | Question 5 Answer: A |
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